Baker Petrolite Corp. v. Canwell
Enviro-Industries Ltd.
(2002), 17 C.P.R. (4th) 478 (Federal Court of Appeal per Strayer J.A., Rothstein and Evans JJ.A. concurring)
April 29, 2002.
Facts
The patent claimed
a process for removing hydrogen sulfide from natural gas. (Hydrogen sulphide at low concentrations
smells like rotten eggs. At higher
concentrations it is poisonous. It is
corrosive.)
The patent
claimed a method of using triazine to selectively reduce hydrogen sulphide in
natural gas.
[4]The 946 patent is a process patent. It covers methods for removing hydrogen sulphide from
natural gas. This is sometimes called sweetening or scavenging sour gas.
Because hydrogen sulphide is corrosive in the presence of water and poisonous
in very small concentrations, it must be removed almost completely from natural
gas streams before use and before transport in a pipeline.
[5]Several methods for sweetening sour gas had been known.
They involved bringing various chemicals into contact with natural gas at the
wellhead or in a scrubber tower or absorber tower, or in other locations near
the origin of the natural gas. However, use of these chemicals had undesirable
side effects, e.g. health hazards, non-selective reaction resulting in removal
of more than hydrogen sulphide, the production of precipitates that clog
pipelines or poor performance at lower temperatures.
[6]The
objective of the invention under the 946 patent is to reduce or
eliminate these side effects by use of a reaction product of an alkanolamine with an aldehyde. The
reaction product would be brought into contact with natural gas in a
scrubber system, as a chemical solvent system, by injection into a pipeline or
by other methods.
[7]The
preferred embodiment of the invention is indicated to be monoethanolamine (MEA)
as the alkanolamine and formaldehyde as the aldehyde. While the 946
patent claims cover a range of molar ratios of the alkanolamine and the
aldehyde, from about 1:0.25 to 1:10, the preferable molar ratio is indicated to
be from about 1:1 to about 1:1.5.
[8]The 946 patent states that the reaction product of MEA
and formaldehyde is bisoxazolidine and triazine. However, the Trial Judge found
that the expert testimony was unanimous that bisoxazolidine had never been
conclusively identified as a reaction product of MEA and formaldehyde, and was
equally unanimous that the
predominant reaction product of MEA and formaldehyde was triazine.
[9]The triazine covered by the 946 patent had been known as
a reaction product of MEA and formaldehyde. Accordingly, there is no product
claim in the patent. The
claims are limited to the reaction product used to selectively reduce the
levels of hydrogen sulphide in natural gas.
…
[57]Claim
1 is not a product claim. Indeed no claim is a product claim. In other
words, there is nothing novel about a composition that comprises a reaction
product of a lower alkanolamine and a lower aldehyde. Nor is it a novel process
to reduce hydrogen sulphide in natural gas by contacting gas streams with a
chemical product. The
invention that is the subject of claim 1 is the contacting of the known, but
not previously used for the purpose, reaction product disclosed in the claim
with sour natural gas streams to reduce the level of hydrogen sulphide in the
streams.
…
THE LAW RELATING TO ANTICIPATION
The Relevant Statutory Provision
[28]The application for the 946 patent was filed December
19, 1989. According to paragraph 28.2(1)(a) [as enacted by section 33] of the
1996 Act, the subject- matter defined by the claims in the patent must not have
been disclosed prior to December 19, 1988. Paragraph 28.2(1)(a) provides:
28.2 (1) The subject-matter defined by a
claim in an application for a patent in Canada (the "pending
application") must
not have been disclosed
(a) more than one year before the
filing date by the applicant, or by a person who obtained knowledge,
directly or indirectly, from the applicant, in such a manner that the subject-matter became available
to the public in Canada or elsewhere;
Anticipation by Publication
[29]In Beloit, supra, Hugessen J.A. (as he then was)
set out the test for
anticipation by publication, at page 214:
It will be
recalled that anticipation,
or lack of novelty, asserts that the invention has been made known to the
public prior to the relevant time. The inquiry is directed to the very invention in suit
and not, as in the case of obviousness, to the state of the art and to common
general knowledge. Also, as appears from the passage of the statute quoted
above, anticipation must
be found in a specific patent or other published document; it is not
enough to pick bits and pieces from a variety of prior publications and to meld
them together so as to come up with the claimed invention. One must, in effect, be able to
look at a prior, single publication and find in it all the information which,
for practical purposes, is needed to produce the claimed invention without the
exercise of any inventive skill. The prior publication must contain so clear a
direction that a skilled person reading and following it would in every case
and without the possibility of error be led to the claimed invention.
The test for anticipation by publication in Beloit, supra, was cited with approval by the Supreme Court of Canada in Free World Trust v. Électro Santé Inc., [2000] 2 S.C.R. 1024, at paragraph 26. In Free World Trust, supra, Binnie J. explains, at paragraph 25, that anticipation by
publication is a difficult test to meet because, after an invention has been
disclosed, it is all too easy to find its antecedents in bits and pieces of
earlier learning:
Anticipation
by publication is a difficult defence to establish because courts recognize
that it is all too easy after an invention has been disclosed to find its antecedents
in bits and pieces of earlier learning. It takes little ingenuity to assemble a
dossier of prior art with the benefit of 20-20 hindsight.
Anticipation by Prior Use or Sale
[30]The
anticipation in the appeal at bar is about anticipation arising, not
from prior publications or patents, but from the prior sale of Petrolite's W-3053 product.
Anticipation by prior patents is also argued by Canwell, but it will not be
necessary to deal with that argument.
[31]The Patent Act in force in 1986, when Beloit, supra, was decided, provided that anticipation could be proven by
the public use or sale of the invention in Canada more than two years prior to
the filing of a patent application. Before October 1, 1989, paragraph 27(1)(c)
provided:
27. (1) Subject
to this section, any inventor or legal representative of an inventor of an
invention that was
. . .
(c) not in
public use or on sale in Canada for more than two years prior to his
application in Canada
may, on
presentation to the Commissioner of a petition setting out the facts, in this
Act termed the filing of the application, and on compliance with all other
requirements of this Act, obtain a patent granting to him an exclusive property
in the invention.
Under paragraph
27(1)(c), it appears that public use or sale of the invention was sufficient to
prove anticipation even if the invention was not thereby disclosed;
that is, even if it was
not possible to determine the claimed invention, the invention would be
anticipated simply by its use or sale. It was, therefore, not necessary, at
that time, to prove more than use or sale of the invention in the relevant time
period in order to prove anticipation.
[32]As a result of amendments made
effective on October 1, 1989, and continued in the 1996 Act, evidence of use or
sale of the invention was no longer sufficient in itself to prove anticipation.
With the enactment of paragraph 27(1)(d) on October 1, 1989 [R.S.C., 1985 (3rd
Supp.), c. 33, s. 8], which was replaced by paragraph 28.2(1)(a) on October 1,
1996 [S.C. 1996, c. 15, s. 33], the test for anticipation by any means became disclosure of "the
subject-matter defined by a claim"(the invention) "in such a manner
that the subject-matter became available to the public in Canada or
elsewhere". The change to the legislation, inter alia:
1. reduced the relevant grace period prior to the
filing of the patent application;
2. made disclosure anywhere, and not just in
Canada, relevant;
3. eliminated use or sale of the invention per se as sufficient evidence of anticipation;
4. as proof of anticipation, required disclosure
in such a manner that the invention became available to the public in Canada or
elsewhere.
DMC’s comment:
UK and EPC jurisprudence is useful because of the similarities in the statutes.
[34]I agree with the learned Trial Judge that the United Kingdom authorities
are not of assistance to the extent that they are contrary to the principles
relating to anticipation articulated in Beloit,
supra, and Free World Trust, supra.
This Court is bound by Free World Trust
and, to the extent it approved of Beloit,
by Beloit. However, the U.K.
authorities are useful to give content to the analysis of anticipation by prior
use or sale and, to the extent they do not contradict the Canadian
jurisprudence, guidance may be sought from such decisions for that purpose.
[35]I accept that, at a broad level, the principles in Beloit, supra, and Free World Trust,
supra, relating to anticipation by
prior publication are also applicable to anticipation by prior use or sale. For
example, the evidence of anticipation by prior public use or sale, as well as
by prior publication, should be subjected to close scrutiny. However, below a certain level of
generality, the principles governing anticipation by prior publication may need
to be tailored to fit the particular characteristics of anticipation by prior
public use or sale. For example, the principle that the prior
publication must contain so clear a direction that a skilled person reading and
following it would be led, without error, to the invention claimed, applies to
the specific context of prior publication. In the case of prior publication,
the skilled person will read the publication. In the case of prior use or sale,
reading may not be relevant. When faced with having to decide whether there has
been anticipation by disclosure through prior use or sale under paragraph
28.2(1)(a), it is necessary for the Court to have regard to the circumstances
of prior use or sale, in order to determine how a person skilled in the art might
be led, without error, to the invention claimed. For example, was there an
analytical method available at the relevant time to lead a skilled person to
the invention? The United Kingdom authorities provide useful guidance in this
respect.
[36]The United Kingdom authorities are also useful for
another purpose. As indicated, although there is little Canadian jurisprudence
interpreting paragraph 28.2(1)(a) of the 1996 Act, there is considerable United Kingdom jurisprudence
interpreting provisions of the Patents
Act 1977 (U.K.), 1977, c. 37, that are, in their substance, similar to
paragraph 28.2(1)(a). Courts in the United Kingdom have had occasion to
deal with cases of anticipation by prior use or sale under section 2 of the
United Kingdom Act and those authorities will be instructive in assisting in
the interpretation of paragraph 28.2(1)(a) of the Canadian Act.
Principles Derived from United Kingdom and European
Authorities with respect to Anticipation by Prior Use or Sale
[37]I turn then to the United Kingdom authorities. I shall
also have regard to decisions made under the European Patent Convention [Convention on the Grant of European Patents
(European Patent Convention), October 5, 1973] because it contains provisions similar to
the United Kingdom Patents Act 1977.
Courts in the United Kingdom appear to be guided by decisions under the
European Patent Convention and I see no reason why, where this Court finds the United Kingdom
authorities of assistance and the European legislation is similar, it may not
also seek guidance from the European decisions.
[38]The United
Kingdom Patents Act 1977 contains
provisions that are similar in effect to paragraph 28.2(1)(a) of the 1996 Act.
Subsection 2(1) of the United Kingdom Patents Act 1977 provides that an
invention is to be taken as novel if it does not form part of the state of the
art. Subsection 2(2) defines the state of the art as comprising all matter
which has been made available to the public in any way:
2.--(1) An
invention shall be taken to be new if it does not form part of the state of the
art.
(2) The state
of the art in the case of an invention shall be taken to comprise all matter
(whether a product, a process, information about either, or anything else)
which has at any time before the priority date of that invention been made available to the public
(whether in the United Kingdom or elsewhere) by written or oral description, by
use or in any other way. [Emphasis added.]
The European Patent Convention contains similar provisions.
Article 54
(1) An
invention shall be considered to be new if it does not form part of the state
of the art.
(2) The state
of the art shall be held to comprise everything made available to the public by means of a written
or oral description, by use, or in any other way, before the date of filing of
the European patent application. [Emphasis added.]
[39]The words employed in the United Kingdom and European
legislation are similar, in effect, to the words in paragraph 28.2(1)(a) of the 1996 Act:
28.2 (1) The
subject-matter . . . must not have been disclosed
(a) [. . .] in
such a manner that the subject-matter
became available to the public in Canada or elsewhere;
DMC’s comment:
made available (UK) = became available to the public (Canada)
[40]While conceding that the United Kingdom and European
legislation is similar to the 1996 Act on this issue, Petrolite argues that a
significant difference is that the former (United Kingdom and European) use the
term "made available to the public" while the latter (Canadian) uses
the term "became available to the public". If I understand the
argument, it is that "made available" implies "on the
shelf" or, in other words, that the information could be available to the
public. On the other hand, "became available" implies that the public
was, in fact, in possession of the information. It is argued that the difference means that reverse
engineering is permitted in the United Kingdom and Europe but not under
Canadian law or, at least, that if reverse engineering is permitted under
Canadian law, it must, in fact, have been performed more than one year before
the filing date of the patent.
[41]I
am unable to agree with Petrolite's argument. Whether information is
made available or became available, it is available. Whether information is considered
"available" if it is only ascertainable through reverse engineering
is a question for determination. But that is so under either the
"made available" or "became available" terminology. I see no material distinction
between the terms "made available" or "became available" in
the context of this case.
The Eight
Principles from the UK and EPC Jurisprudence
[42]For the purposes of analysing anticipation in the
context of disclosure by prior sale or use under paragraph 28.2(1)(a) and without
detracting from the general principles in Beloit,
supra, and Free World Trust, supra, I deduce the following
principles relevant to this appeal from the United Kingdom and European Patent
Office jurisprudence:
1. Sale
to the public or use by the public alone is insufficient to prove anticipation.
Disclosure of the invention is required to constitute anticipation under
paragraph 28.2(1)(a). In Merrell
Dow Pharmaceuticals Inc. and Anr. v. H.
N. Norton & Co. Ltd., [1996] R.P.C. 76 (H.L.), Lord Hoffmann found that
use of a product makes an invention part of the state of the art, i.e.
equivalent to disclosure, only so far as that use makes available the
information which describes the invention. At page 86, he stated:
. . . to be
part of the state of the art, the
invention must have been made available to the public. An invention is a
piece of information. Making matter available to the public within the meaning
of section 2(2) therefore requires the communication of information. The use of
a product makes the invention part of the state of the art only so far as
that use makes available the necessary information. [Emphasis in italics in
original; other emphasis added.]
2. For
a prior sale or use to anticipate an invention, it must amount to
"enabling disclosure". In Merrell
Dow, supra, at pages 86-87, Lord
Hoffmann quoted with approval the statement of Aldous J. in PLG Research Ltd. v. Ardon International Ltd., [1993] F.S.R.
197, at page 225:
Under the 1977
Act, patents may be granted for an invention covering a product that has been
put on the market provided the product does not provide an enabling
disclosure of the invention claimed. In most cases, prior sale of the product will make
available information as to its contents and its method of manufacture, but it
is possible to imagine circumstances where that will not happen.
[Emphasis added.]
In Lux Traffic
Controls Ltd. v. Pike Signals Ltd.
and Faronwise Ltd., [1993] R.P.C. 107, Aldous J. stated at page 133:
It is settled
law that to invalidate a
patent a disclosure has to be what has been called an enabling disclosure.
That is to say the disclosure has to be such as to enable the public to make or
obtain the invention. [Emphasis added.]
3. The
prior sale or use of a chemical product will constitute enabling disclosure to
the public if its composition can be discovered through analysis of the product.
The Board of Appeal of the European Patent Office in FISONS plc v. Packard
Instrument B.V., E.P.O. case number T 0952/92 - 3.4.1, August 17, 1994,
stated at page 21:
. . . in the
Board's view it is the fact that direct and unambiguous access to information concerning the composition
or internal structure of a prior used product is possible, for example by
means of analysis, which makes such composition or internal structure
"available to the public" and thus part of the state of the
art for the purpose of Article 54(2) EPC. [Emphasis added.]
4. The
analysis must be able to be performed by a person skilled in the art in
accordance with known analytical techniques available at the relevant time.
In FISONS, supra, the Board of Appeal stated at page 21:
If such an analysis is possible in accordance
with the known analytical techniques which were available for use by a skilled
person before the relevant filing date, the composition or internal
structure thereby is available to the public. [Emphasis
added.]
This principle, in the context of enabling disclosure
arising from prior use or sale, must be applied consistently with this Court's
determination respecting prior publication in Beloit, supra. The person skilled in the art,
using available analytical techniques, must be able to find the invention
without the exercise of inventive skill.
5. In
the context of patent anticipation under paragraph 28.2(1)(a), when reverse
engineering is necessary and capable of discovering the invention, an invention
becomes available to the public if a product containing the invention is sold
to any member of the public who is free to use it as she or he pleases.
In Bristol-Myers Co.'s Application,
[1969] R.P.C. 146 (Q.B.D.), Lord Parker C.J. stated at page 155:
. . . if the
information . . . has been communicated to a single member of the public
without inhibiting fetter that is enough to amount to a making available to the
public. . . . [Emphasis added.]
In Lux, supra, Aldous J. stated at page 134:
In the present
case, a light system with a prototype controller was on a number of occasions
made available to contractors over five months. Those contractors were free
in law and equity to examine it. [Emphasis added.]
It makes sense that sale of a product to even one member of
the public constitutes a making available to the public for purposes of
paragraph 28.2(1)(a). The value of the patent that is sought lies in the
secrecy of its subject-matter. Providing enabling disclosure to even one member
of the public destroys this secrecy. The grant of a patent depends on the
inventor giving to the public something it did not have before. If the public already has it,
then the inventor gives nothing and is not entitled to anything in return, i.e.
a monopoly for a period of years. (See Free World Trust, supra,
at paragraph 13.)
6. It
is not necessary to demonstrate that a member of the public actually analysed
the product that was sold. In Lux,
supra, Aldous J. stated at page 133:
Further it is
settled law that there is no need to prove that anybody actually saw the
disclosure provided the relevant disclosure was in public. Thus an anticipating description in a
book will invalidate a patent if the book is on a shelf of a library open to
the public, whether or not anybody read the book and whether or not it
was situated in a dark and dusty corner of the library. If the book is available to the
public, then the public have the right to make and use the information in the
book without hindrance from a monopoly granted by the State. [Emphasis
added.]
Although the comments of Aldous J. use the example of prior
publication to make the point, Lux
was a prior use case and the principle derived from his example is equally
applicable to prior use or sale as well as prior publication.
7. The
amount of time and work involved in conducting the analysis is not
determinative of whether a skilled person could discover the invention. The
relevant consideration, in this respect, is only whether inventive skill was
required. In FISONS plc v. Packard Instruments B.V., supra, the
Board of Appeal of the European Patent Office stated at pages 21-22:
The likelihood
or otherwise of such a skilled person either reading such a written
description, or analysing such a prior sold product, and the degree of
burden (i.e. the amount of work and time) involved in such reading or in
analysing, is in principle irrelevant to the determination of what
constitutes the state of the art. [Emphasis added.]
There must be some
evidence from which the use of inventive skill may be inferred. Complexity or
time and work involved alone are insufficient.
8. It
is not necessary that the product that is the subject of the analysis be capable
of exact reproduction. It is the subject-matter of the patent claims (the
invention) that must be disclosed through the analysis. Novelty of the claimed
invention is destroyed if there is disclosure of an embodiment which falls
within the claim. In FISONS, supra,
the Board held at page 23:
According to
the established jurisprudence of the Boards of Appeal, the novelty of a
claimed invention is destroyed by the prior disclosure (by whatever means) of
an embodiment which falls within the claim. Thus in the Board's view, the
novelty of a claimed invention is destroyed by the prior use of a product, for
example, sale of a product, if an analysis of a product using available
analytical techniques is such as to inform the skilled person of an
embodiment of the product which falls within the claim of the patent. The Board
therefore does not accept the patent proprietor's submission to the effect that
a complete analysis of a prior used
product must be possible, so as to enable an exact reproduction of such product, in order to destroy the
novelty of the claimed product. [Emphasis in bold in original; other emphasis
added.]
[43]The foregoing eight principles (which are not intended
to be exhaustive) are particularly relevant to disclosure by prior use or sale
in the context of paragraph 28.2(1)(a) in this case, although some may also be
applicable to disclosure by prior patent or publication. They supplement, but
do not alter the principles relating to anticipation as set out in Beloit, supra, or Free World Trust, supra.
Review of the
Findings of the Trial Judge
[74]The Trial Judge's reasons indicate that the standard he was applying for
proof of anticipation was the ability through reverse engineering to
"successfully analyse and reconstruct W-3053". It is clear
that the Trial Judge thought it necessary to reconstruct W-3053 and found the
expert evidence wanting for this purpose. The Trial Judge also referred to
analysing W-3053, but if the purpose of analysis in his mind was different from
reconstructing W-3053, there is nothing in his reasons to indicate what that
different purpose was. On the contrary, other portions of his reasons suggest
that his reference to analysis was to enable W-3053 to be reconstructed, or,
what is the same thing, to determine its composition. A test for reconstruction
is consistent with the Trial Judge's previous determination that the invention
was, to all intents and purposes, W-3053. I conclude that the test for anticipation used by the
Trial Judge was successfully analysing W-3053 to determine its composition or,
what is the same thing, to reconstruct W-3053. I am of the respectful opinion
that the Trial Judge erred in law in using this test for anticipation.
[75]A
defendant relying on the defence of anticipation by prior use or sale of a
product does not have to prove that the product can be reproduced (see FISONS, supra, at page 23). The product
will contain the invention but may also contain other ingredients. A defendant relying on paragraph
28.2(1)(a) need only prove that the subject-matter of the patent, i.e. the
invention, has been disclosed. The invention in this case was contacting
natural gas streams with triazine (or its starting components) to reduce levels
of hydrogen sulphide in the streams. Because the contacting of W-3053 with sour
natural gas streams was known to customers who purchased the product, it is
only necessary to consider whether triazine or its starting components were
capable of being detected in the W-3053. If so, then the invention was
disclosed by the sale to the public of W-3053 and the 946 patent is
anticipated. Thus, in the circumstances of this case, the question is whether a person skilled in the
art could have discovered triazine (or its starting components) through
analysis. It is not whether that skilled person could have reproduced W-3053.
[76]The legal question--whether proof of anticipation
required reproduction of the prior used or sold product or discovery of its
composition on the one hand, or only discovery of the invention on the other,
is extricable from the mixed fact and law conclusion of the Trial Judge, that,
based on all the evidence, Canwell did not prove anticipation.
[77]Further, the legal question here is general in nature
and not particular to the circumstances of this case. It is important for precedential purposes that, in
cases where anticipation by prior use or sale of a product is in issue, the
evidence demonstrates that the analysis of the product discloses the invention
and not necessarily an ability to reproduce the product. Of course,
where the product is the invention, analysis might well have to show an ability
to reproduce the product. But that is not the case here. Contacting sour natural gas with
triazine (or its starting components) and perhaps methanol, was the only
inventive elements of W-3053. Whether or not a skilled person could
discover other non-inventive elements of W-3053 is irrelevant to the question
of anticipation in this case.
DMC’s comment:
Thus, it appears, that the invention was anticipated by W-3053 because, if it
had been analyzed by techniques available at the relevant date, one could
discern that the natural gas had been exposed to triazine because triazine was
present in the natural gas.
DMC: Does the
prior art have to lead to the invention in every case? Incorrectly performed procedures may be
excused.
[90]There was evidence of a number of other analyses of W-3053 and Canwell's
CW1000 product. In most cases, these tests were performed under conditions in which either the
starting materials were known or a particular component was being tested
for. Therefore, these are not valid
tests for anticipation because the analysts were provided with some information
that would not have been available to the person skilled in the art conducting
the analysis prior to December 19, 1988.
A purchaser of W-3053 at that time would not have known that its
starting materials were MEA and formaldehyde or that triazine was the reaction
product in the mixture.
[91]Be that as it may, in all but one of the analyses, either triazine or the
starting components, an alkanolamine and an aldehyde or, more specifically, MEA
and formaldehyde were detected. In the one analysis that failed to discover
triazine or its starting materials, the analysis was incorrectly performed.
Chloroform, rather than deuterated water, was used as a solvent causing the
triazine to disappear from the sample. However, Professor Keay avoided this
problem by conducting a simple solubility test in his analysis, leading him to
use deuterated water, rather than chloroform, as the solvent.
[92]Just as it is implicit under the Beloit test, that a
person skilled in the art will, correctly and without error, read and follow
the directions in a prior patent or publication, the same implication must be applicable
in the case of reverse engineering. A flawed procedure leading to the wrong conclusion is not evidence that
a person skilled in the art employing a procedure and correctly using data and
methodology available at the relevant time, would not be led to the claimed
invention.
[93]In the result, all analyses that were correctly
performed led to the discovery of triazine or its starting materials. As I have
stated, other than for Professor Keay's analysis, these other analyses are not
in themselves sufficient evidence of anticipation because information not
available to a purchaser of W-3053 at the relevant time, was known by the
analysts performing these tests. However, all these analyses are remarkably
consistent in leading the analysts to the invention. That leaves uncontradicted
the Keay analysis, which is valid evidence of anticipation.
DMC’s comment:
Customers can and are members of the public for purposes of anticipation
[96]Petrolite
says that the deliveries of W-3053 in western Oklahoma were to the private
property of the purchasers and W-3053 was, therefore, not available to the
public. This argument fails to appreciate that the purchaser is a member of the public,
and that the Trial Judge found that sales were made unconditionally. To prove anticipation
under paragraph 28.2(1)(a), it is not necessary to demonstrate that a
particular purchaser did or would have conducted an analysis of the product. It
is sufficient that the purchaser could have done so (see Lux, supra, at page 133).
[97]The same may be said about Petrolite's argument that the
results of a reverse engineering analysis would be kept confidential by anyone
performing the analysis and would, therefore, not be available to the public.
It is the unconditional sale of the W-3053 to the purchaser that makes the
product available to the public. If the purchaser is free to perform reverse
engineering, that is sufficient. How a purchaser chooses to treat the analysis,
i.e to keep it confidential or not, is not a relevant consideration.
DMC’s comment:
Reverse engineering (experimenting to analyze) is permitted for anticipation
[98]Petrolite argued that reverse engineering involves
adopting a mosaic approach which is not permitted to prove anticipation. The
mosaic rule applies to prior publications or patents and says that it is
improper to assemble a dossier of prior art with the benefit of hindsight (see
Free World Trust, supra, at paragraph 24). However, this is not what occurred
here. It was W-3053 only that was the subject of analysis, and disclosure of
triazine and methanol came from reverse engineering of it. The analysis of a
previously used or sold product employing available techniques and data is
equivalent to the reading by a skilled person of a single prior publication and
following it to the claimed invention (see Beloit, supra, at page 214, and
FISONS, supra, at page 21).
DMC’s comment:
The claims were anticipated and were invalid
[100]Canwell has proven the disclosure contemplated by
paragraph 28.2(1)(a). Having found the invention, described by claims 1 and 2
and the series I, II, III and IV claims of the 946 patent, to be anticipated, I
conclude that the claims relied upon by Petrolite in the case at bar are
invalid. I do not find it necessary to address the other issues raised in this
appeal.
[101]The appeal should be allowed and the decision of the
Trial Judge should be set aside. The claims in issue in the 946 patent should
be found to be invalid by reason of anticipation. The respondents' claim
against the appellants should be dismissed with costs here and in the Trial
Division.